Secure Deployment Checklist for Word Viewer OCX Components
Deploying Word Viewer OCX components securely requires careful planning across configuration, permissions, packaging, and monitoring. Use this checklist to reduce attack surface, ensure compatibility, and maintain operational integrity.
Pre-deployment: Inventory & Compatibility
- Identify required OCX files
- List all OCX, DLL, and supporting files (names and versions).
- Verify licensing and vendor support
- Confirm legal use and whether vendor updates/security patches are available.
- Check OS and application compatibility
- Confirm supported Windows versions and bitness (x86/x64) for host apps.
- Test in an isolated environment
- Functional and security testing in a staging VM that mirrors production.
Secure Packaging & Signing
- Code-sign OCX files
- Sign with an organization-managed code-signing certificate.
- Bundle only necessary files
- Exclude development/debug artifacts and unnecessary dependencies.
- Use an installer with integrity checks
- Prefer signed MSI installers or signed setup packages that verify file hashes.
Installation & Registration
- Least-privilege installation
- Use elevated rights only during installation; run the OCX under least-privilege service accounts afterward.
- Secure registration
- Register OCX using signed installers (regsvr32 in elevated context only when necessary).
- Lock down registration entries
- Restrict write permissions on registry keys created during registration to Administrators only.
Configuration & Hardening
- Isolate hosting applications
- Run host apps in AppContainers, Windows Integrity Levels, or dedicated service accounts.
- Disable unnecessary functionality
- Turn off features in the hosting application that aren’t needed (automation, scripting).
- Apply DEP & ASLR
- Ensure OS-level protections like Data Execution Prevention and Address Space Layout Randomization are enabled.
- Antivirus & application control
- Whitelist signed OCX via application control (AppLocker/Windows Defender Application Control) and scan with up-to-date AV.
Network & Access Controls
- Minimize network exposure
- Block inbound connections to services that host document rendering unless required.
- Restrict file access
- Set NTFS permissions so only required users/processes can read/write document directories.
- Secure remote administration
- Use encrypted management channels (WMI over WinRM with HTTPS, PowerShell Remoting over SSH) and MFA for admin accounts.
Monitoring & Logging
- Enable detailed logging
- Capture installer, registration, and host application logs.
- Monitor for anomalies
- Alert on unexpected OCX loads, crashes, or registry modifications.
- File integrity monitoring
- Watch OCX files and installer locations for unauthorized changes (tripwire/FIM).
Patch Management & Incident Response
- Maintain update cadence
- Subscribe to vendor/security advisories; apply patches in staging then production.
- Emergency rollback plan
- Keep tested rollbacks and previous signed installers available.
- Incident playbook
- Define steps for isolating affected hosts, collecting forensics, and restoring services.
Compliance & Documentation
- Document deployment architecture
- Map which hosts run OCX components and their versions.
- Retain audit trails
- Keep logs of installations, registrations, and admin actions.
- Periodic review
- Quarterly review of deployed components, permissions, and threat landscape.
Quick Implementation Checklist (one-page)
- Inventory files & versions — Done
- Code-sign OCX — Done
- Use signed MSI installer — Done
- Install with least privilege — Done
- Restrict registry & NTFS permissions — Done
- Enable DEP/ASLR & App Control — Done
- Configure logging & FIM — Done
- Test patches in staging — Done
- Maintain rollback & incident plan — Done
Follow this checklist to reduce risk when deploying Word Viewer OCX components while keeping systems maintainable and auditable.
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